endobj /Subtype /Widget /Rect [146.01 174.887 223.661 200.43] Its California Certificate of Authority number is 3092. /BS 418 0 R /Ff 0 /Rect [42.25 265.952 87.25 292.14] /DV () << endobj /FT /Btn >> /Rect [42.25 428.59 492.25 440.59] /FT /Tx Under most circumstances, information reported by brokerage firms, brokers and regulators is available in BrokerCheck the next business day. /T (ESTIMATED_VALUE1_F000000105) /DA (/F1 8 Tf 0 0 0 rg ) << /H /N << /FT /Tx Rollover: Pershing LLC-Rollover Processing: Attn: 382084: 500 Ross Street 154-0455: Pittsburgh, PA 15262-0001: All Other Mail: Pershing LLC: 95 Christopher Columbus Drive: . 266 0 R 267 0 R 268 0 R 269 0 R 270 0 R 271 0 R 272 0 R 273 0 R 274 0 R 275 0 R Please make checks payable to Pershing, LLC and include your account number on the check. /T (Step2DelFirmAddress_F000000105) This award is no longer being offered. (Please call 626-584-6168 to reach us) We appreciate your patience with this temporary change in procedure. >> /Annots [182 0 R 183 0 R 184 0 R 147 0 R 149 0 R 151 0 R 152 0 R 153 0 R 154 0 R 155 0 R /V () Use the Change Ownership Mail to: T. Rowe Price P.O. /Ff 0 /DA (/ZaDb 8 Tf 0 g) Schnieders Capital Management, LLC may only transact business or render personalized investment advice in those states and international jurisdictions where we are registered, have filed notice registrations, or are exempted from registration requirements. endobj /H /N /Rect [476.98 236.027 521.98 261.57] /Subtype /Widget /BS 402 0 R >> /Ff 0 /H /N /DV () Box 382084 Pittsburgh, Pennsylvania 15250-8084 Mail retirement account transfer deposits to the following lockbox location: Pershing LLC - Transfer Processing P.O. /DV () /Subtype /Widget We canmanage your portfoliofor you based on your personal needs and goals.5. >> /P 8 0 R /Rect [42.25 311.12 342.25 323.12] /AP 421 0 R endobj /F 4 /FT /Tx /P 10 0 R /Ff 0 /F 4 >> /Rect [90.4049 449.372 143.788 475.56] /DA (/F1 8 Tf 0 0 0 rg ) /BS 430 0 R /DV () /P 8 0 R /AP 522 0 R 119 0 obj Pershing LLC. /Ff 0 /V () /Kids [6 0 R 7 0 R 8 0 R 9 0 R 10 0 R 11 0 R] /P 8 0 R << endobj /Type /Annot /H /N 137 0 obj /T (Step4Tfr13_F000000105) /Ff 4 53 0 obj /Type /Annot /V () 131 0 obj >> /P 10 0 R /Rect [225.51 539.793 296.76 567.27] /Rect [89.76 143.027 140.564 169.86] Brokerage accounts are carried by Pershing, LLC, a subsidiary of The Bank of New York Mellon Corporation, Member FINRA, NYSE, SIPC. /FT /Btn >> >> 256 0 R 257 0 R 258 0 R 259 0 R 260 0 R 261 0 R 262 0 R 263 0 R 264 0 R 265 0 R 138 0 obj 120 0 obj /FT /Tx /DA (/ZaDb 8 Tf 0 g) /T (MATURITY_DATE2_F000000105) /FT /Btn Y(G /DA (/F1 8 Tf 0 0 0 rg ) /Metadata 4 0 R /Ff 0 << Brokerage services such as clearing, settlement, custody and other similar functions are provided by Pershing LLC, Member FINRA/NYSE/SIPC and a wholly owned subsidiary of The Bank of New York Mellon Corporation. 173 0 obj /AP 363 0 R /Rect [476.98 295.877 521.98 322.71] /FT /Tx /Subtype /Widget /T (FUND_ACCOUNT7_F000000105) /Subtype /Widget /DA (/F1 8 Tf 0 0 0 rg ) /Ff 0 /Ff 0 /Rect [55.47 357.37 345.47 397.37] /Version /1.7 /T (SEC1) /Contents 296 0 R /Kids [261 0 R 263 0 R] Research and screening tools to help you find investments. endobj /DV () Pittsburgh, Pennsylvania 15250-8084. /Subtype /Widget Brokerage services may be provided by Pershing Advisor Solutions LLC, member FINRA, SIPC. HSn0++!Pr%= $r[V+7qqb'VI73SUkKx:_sWUI\Mk9((KjeST5GleZX{0vvX/JjjU /H /N /AP 461 0 R endobj /H /N /V () The target date approximates when investors may plan to start making withdrawals. Broker Dealer Information | Northwestern Mutual Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation. Opens in new window, need to login to access the page, TRANSFERS OF GIFTED SECURITIES OR CHECKS MAILED REGULAR DELIVERY*, INITIAL CHECK ORDER (INCLUDES CHECKBOOK, REGISTER, DEPOSIT TICKETS AND 40 CHECKS), CHECK REORDER (INCLUDES CHECK REGISTER, DEPOSIT TICKETS AND 100 CHECKS), RETURNED CHECK OR AUTOMATED CLEARING HOUSE (ACH) TRANSACTION, ATM out-of-network fee (ATM not on PNC Bank or Allpoint Network), ATM out-of-network surcharge fee (charged by ATM owner not on PNC Bank or Allpoint Network). /FT /Tx 167 0 obj /V () Many Transfer Agents now charge a fee when depositing certificates into accounts outside of the Transfer Agent. 7 were here. >> /Type /Annot /AP 391 0 R 143 0 R 144 0 R 145 0 R 146 0 R 147 0 R 148 0 R 149 0 R 150 0 R 151 0 R 152 0 R /FT /Btn /F 4 endobj /Subtype /Widget /Type /Annot /H /N /BS 324 0 R /FT /Tx /BS 342 0 R /Rect [225.51 329.672 296.76 353.925] Furthermore, SCM has no affiliation with Pershing, a subsidiary of Bank of New York Mellon or Charles Schwab & Co., Inc. THIRD PARTY CONTENT: Through this website, you may have access to information relating to securities, indexes or the securities markets ("Market Data"). << /Subtype /Widget /FT /Tx /P 8 0 R /AcroForm 3 0 R /F 4 /BS 426 0 R /DA (/F1 8 Tf 0 0 0 rg ) /Type /Annot /V () /T (Step4Gain13_F000000105) /V () endobj << New York, NY 10286 /V () << /DA (/F1 8 Tf 0 0 0 rg ) /Type /Annot 123 0 obj << endobj /FT /Tx There are no fees or other considerations required of RIAs that apply for the FT 300. /BS 440 0 R << >> /Rect [448.44 408.77 560.94 420.77] The TIAA group of companies does not provide legal or tax advice. /V () /BS 348 0 R /H /N /Kids [254 0 R 256 0 R] /DA (/ZaDb 8 Tf 0 g) /FT /Btn /Rect [225.51 388.232 296.76 415.065] /Kids [185 0 R 186 0 R] /Ff 0 /Ff 0 /Rect [42.25 360.34 492.25 372.34] endobj /Rect [477.625 481.232 522.625 506.775] /P 8 0 R Author: /Ff 0 /AP 403 0 R /DA (/F1 8 Tf 0 0 0 rg ) /Subtype /Widget /Ff 0 86 0 obj << /H /N Pershing LLC Rollover Processing /FT /Tx /DA (/F1 8 Tf 0 0 0 rg ) /T (Step4Tfr7_F000000105) /AP 379 0 R /BS 390 0 R /F 4 /H /N 109 0 obj >> endobj /P 7 0 R /T (Step4Tfr4_F000000105) >> /DV () /P 8 0 R /DV () 154 0 obj Copyright 2023 KM Business Information US, Inc. /V () /Ff 0 >> /H /N /DA (/F1 8 Tf 0 0 0 rg ) /DA (/F1 8 Tf 0 0 0 rg ) /H /N /Ff 0 /FT /Tx endobj Cash Solutions Account Terms & ConditionsOpens pdf. << /Type /Annot /V () /Kids [211 0 R 212 0 R] 4 0 obj /Rect [89.76 357.662 143.144 383.85] /AP 487 0 R endobj /FT /Tx /BS 370 0 R /H /N endobj /T (FUND_ACCOUNT1_F000000105) /DSz 308 0 R /H /N /BS 496 0 R /Type /Annot /F 4 /TrimBox [0 0 612 792] /H /N /H /I Investment advisory services, if offered, may be provided by BNY Mellon Advisors, Inc., an investment adviser registered in the United States under the Investment Advisers Act of 1940 or one or more affiliates of BNY Mellon. /Rect [226.155 357.662 297.405 383.85] /H /N The Company is registered as a securities broker-dealer with the Securities and Exchange Commission Attn: 382084 500 Ross Street 154-0455 /Type /Annot Provide your Social Security Number (SSN) or Tax Identification Number (TIN). /Rect [225.51 419.447 296.76 444.99] endobj cK}?y c14c*:9uf4/y, 5A/Fk5/ _'m}y8\t7hoqr (1(qDi|p8y}-=*opx bdSZ,0h/^LlN0QJgk"^0~q$k.zG)|Z_i[Yii<8F;=(@A /T (MATURITY_DATE4_F000000105) /V () /T (Quantity9_F000000105) /XObject << >> 89 0 obj /AP 520 0 R /BS 424 0 R /FT /Tx /H /N /F 4 If the account is a joint account, provide the SSN or TIN for the joint owner. /P 9 0 R 76 0 obj /F 4 /FT /Tx /BS 476 0 R Please provide your financial institution with the following information: Bank of New York /Rect [476.335 418.157 521.335 445.635] /DA (/F1 8 Tf 0 0 0 rg ) /P 8 0 R /T (Step2DelFirmPhone_F000000105) << 94 0 obj What Is a Brokerage Account | TIAA 102 0 obj endobj /P 8 0 R /DA (/F1 8 Tf 0 0 0 rg ) /BS 462 0 R /T (Step4Div5_F000000105) /V () Pittsburgh, Pennsylvania 15262-0001, Regular and Overnight U.SMail - IRA contributions: Pittsburgh, PA 15250-8084, Overnight Mail - Retirement rollover deposits: << /T (Asset_Description10_F000000105) endobj /P 8 0 R $35 per trade for customers that receive a financial planning solution from their Wealth Management advisor. /Kids [237 0 R 239 0 R] Schnieders Capital Management, LLC is a Registered Investment Advisor located in Pasadena, California. /FT /Tx Even though the sources of the Market Data provided on this website are believed to be reliable, SCM is not responsible for, and makes no warranty with respect to the contents, accuracy, completeness, timeliness, suitability, or reliability of the Market Data. Additional information may be obtained by calling 877-788-6261. /Subtype /Widget /FT /Btn /H /N *RIA firms applied for consideration, having met a minimum set of criteria. /DA (/F1 8 Tf 0 0 0 rg ) FRM-IRA-DIST-9-10 IRA DISTRIBUTION REQUEST Use this form to request a distribution of assets from Traditional IRAs, SEP IRAs, SIMPLE IRAs, Roth IRAs, and Education Savings Accounts /Rect [57.55 309.2 347.55 349.2] /DV () /Ff 0 /Subtype /Widget /Encoding 306 0 R 206 0 R 207 0 R 208 0 R 209 0 R 210 0 R 211 0 R 212 0 R 213 0 R 214 0 R 215 0 R /Kids [262 0 R 264 0 R] /H /N << /Type /Annot /F 4 Checks should be sent to: Regular U.S. Mail: /AP 511 0 R /AP 503 0 R /AP 355 0 R /Kids [293 0 R 294 0 R] /P 8 0 R /P 8 0 R endstream 3 0 obj 3 If this is a mutual fund transfer and there is no dividend or capital gain option checked in the section above, Pershing will process this request as reinvest. /DV () /Kids [223 0 R 224 0 R] Depositing Funds Into Retail Brokerage Accounts Your clients can select from a variety of options to deposit funds into their retail (non-retirement) brokerage accounts: Automated Clearing House (ACH) Funds Direct deposit Lock boxes Pershing regional locations Local deposit/Mobile deposit Federal funds wire (fed funds) 106 0 obj /F 4 /H /N /P 10 0 R It is not guaranteed to protect against loss. /P 8 0 R /F 4 /Rect [42.25 360.6 342.25 372.6] If you decide to access linked third-party websites, you do so at your own risk. /Rect [42.25 452.74 492.25 464.74] /FT /Btn /DV () /AP 341 0 R /T (Asset_Description13_F000000105) /Resources 301 0 R /FT /Tx /V () /P 8 0 R /T (CUSIP_SYMBOL14_F000000105) /FT /Tx >> Each is solely responsible for its own financial condition and contractual obligations. /V () /Subtype /Widget 158 0 obj << /Type /Annot endobj /Type /Annot /V () /BS 312 0 R /DA (/ZaDb 8 Tf 0 g) << /BS 364 0 R In addition, investors are subject to the underlying funds' portfolio management fees and expenses. >> /Subtype /Widget /H /N /Ff 0 /FT /Tx 87 0 obj /AP 513 0 R 147 0 obj /DA (/ZaDb 8 Tf 0 g) /BS 406 0 R /H /N /FT /Tx >> 26 0 obj /FT /Tx 59 0 obj /Ff 0 /Parent 2 0 R /DA (/F1 8 Tf 0 0 0 rg ) /Type /Annot endobj /Rect [89.76 264.663 142.499 292.785] /Type /Annot /T (Step4Div14_F000000105) 176 0 obj Transaction fee, regardless of order size: Minimum initial investment for mutual funds: The greater of either the listed amount in the funds prospectus or $500. << endobj endobj /DA (/F1 8 Tf 0 0 0 rg ) /Rect [42.25 408.77 417.25 420.77] Sometimes the financial institution sending the wire will charge you a fee. 117 0 obj Learn about feesOpens dialog. /Subtype /Widget /DA (/ZaDb 8 Tf 0 g) Grist. /F 4 /DV () It only takes a few minutes to open a brokerage account online. endobj /FT /Tx endobj /DA (/F1 8 Tf 0 0 0 rg ) /FT /Tx /V () 58 0 obj 4Responsible investing incorporates Environmental Social Governance (ESG) factors that may affect exposure to issuers, sectors, industries, limiting the type and number of investment opportunities available, which could result in excluding investments that perform well. endobj /P 8 0 R /AP 508 0 R /H /N /T (MATURITY_DATE10_F000000105) /Kids [213 0 R 214 0 R] /DV () Schnieders Capital Management, LLC is a Registered Investment Advisor located in Pasadena, California. 33 0 R 34 0 R 35 0 R 36 0 R 37 0 R 38 0 R 39 0 R 40 0 R 41 0 R 42 0 R /DA (/F1 8 Tf 0 0 0 rg ) << /BS 488 0 R /P 8 0 R TIAA-CREF Individual & Institutional Services, LLC, MemberFINRAOpens in a new windowandSIPCOpens in a new window, distributes securities products. endobj Funds wired to your TIAA Brokerage account are usually received same day. /AP 399 0 R The prospectus contains this and other information about the investment company. /Subtype /Widget 500 Ross Street 154-0455 /DA (/F1 8 Tf 0 0 0 rg ) /F 4 /P 8 0 R >> << /Subtype /Widget << << endobj endobj /Ff 0 /P 7 0 R /Ff 0 endobj /T (Step4Tfr9_F000000105) /Type /Metadata /H /I /Subtype /Widget << /H /N /AP 427 0 R /Type /Annot /V () 23 0 obj /Kids [234 0 R 236 0 R] Registration with the SEC does not imply any level of skill or training. /BS 494 0 R /DA (/F1 8 Tf 0 0 0 rg ) /FT /Btn /Rect [225.51 481.232 296.76 506.13] H|n0d)4! Z,rt]X@^AJ.sP7b^kuP.0uS|`Aj- BJ+*TXJ8_8_ e2~Dg5ey /F 4 << TIAA Brokerage endobj /Subtype /Widget All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. /AP 441 0 R Yes, you are able to view account balances, review activities, obtain a quote, place a trade, and more. /Subtype /Widget Pershing declined to comment on the move. /DA (/F1 8 Tf 0 0 0 rg ) << 108 0 obj endobj /DA (/ZaDb 8 Tf 0 g) /FT /Btn /Type /Annot 1 0 obj /P 8 0 R /BS 516 0 R /FT /Tx /V () /FT /Tx /V () 75 0 R 89 0 R 20 0 R 34 0 R 48 0 R 62 0 R 76 0 R 90 0 R 21 0 R 35 0 R Rollover and Transfer Lockboxes (Retirement Accounts) /Ff 0 Letter to our clients related to COVID-19 - Schnieders /H /N /Annots [172 0 R] >> Regular U.S. Mail - Retirement rollover deposits: Pershing LLC - Rollover Processing Attn: 382091 500 Ross Street 154-0455 Pittsburgh, Pennsylvania 15262-0001. /V () Applicants were then graded on six factors: assets under management (AUM); AUM growth rate; years in existence; advanced industry credentials of the firms advisers; online accessibility; and compliance records. << /TrimBox [0 0 612 792] /T (Step2DelFirmCity_F000000105) /V () Use a separate transfer form for each account you transfer. /T (Print Name on Account_F000000105) The main office phone number 415-543-8500 will be forwarded to Staff members who will be working from another location. 107 0 obj /F 4 /DV () /F 4 /DV () /Ff 0 /F 4 /DV () /DA (/F1 8 Tf 0 0 0 rg ) /Subtype /Widget << /Type /Annot /Ff 0 endstream /Subtype /Widget /Type /Annot PO Box 382084. A copy of SCMs current written disclosure statement discussing SCMs business operations, services, and fees is available at the SECs investment adviser public information website www.adviserinfo.sec.gov or from RIA Firm Name upon written request. /Ff 0 156 0 obj endobj /Length 532 Choose from Traditional, Roth, and Rollover individual retirement accounts (IRAs) that feature convenient account services and distribution options. /Subtype /Widget 104 0 obj 156 0 R 157 0 R 158 0 R 185 0 R 186 0 R 150 0 R 187 0 R 188 0 R 189 0 R 190 0 R /T (Step4Tfr11_F000000105) /P 8 0 R /BS 384 0 R /DA (/ZaDb 8 Tf 0 g) /MK 523 0 R /FT /Btn 111 0 obj 97 0 obj Schnieders Capital Management, LLC may only transact business or render personalized investment advice in those states and international jurisdictions where we are registered, have filed notice registrations, or are exempted from registration requirements. /DA (/F1 8 Tf 0 0 0 rg ) 59 0 R 73 0 R 87 0 R 101 0 R 200 0 R 201 0 R 202 0 R 203 0 R 204 0 R 205 0 R 142 0 obj 128 0 obj /BS 350 0 R The Journey to One. /H /N Anyone, as long you're an adult and a U.S. resident. /T (FUND_ACCOUNT4_F000000105) << One Wall Street /AP 349 0 R /P 10 0 R /F 4 << /DV () /Contents [173 0 R 174 0 R 175 0 R 176 0 R 177 0 R 178 0 R 179 0 R 180 0 R] endobj /Ff 0 /F 4 /DV () /F 4 /FT /Btn /DA (/F1 8 Tf 0 0 0 rg ) /Type /Annot /BS 320 0 R >> /FT /Btn /DV () /Ff 0 << /T (ESTIMATED_VALUE7_F000000105) 148 0 obj >> PDF Depositing Funds into Retail and Retirement Accounts /F 4 /Type /Page Use of editorial content without permission is strictly prohibited|All rights reserved. /P 8 0 R >> As the global effect of Coronavirus (COVID-19) continues to evolve, we are committed to serving our clients as well as considering the safety of our staff. /P 8 0 R Member FDIC. /Kids [200 0 R 201 0 R] PDF Executing Our Business Continuity Plan: Process Changes /F 4 >> /Ff 0 /Subtype /Widget /H /N /Rect [146.01 540.437 222.371 567.27] 70 0 obj /T (Step2DelFirmContact_F000000105) >> /Type /Annot 83 0 R 84 0 R 85 0 R 86 0 R 87 0 R 88 0 R 89 0 R 90 0 R 91 0 R 92 0 R /H /N /FT /Tx << endobj /DV () See the full list of fees and terms and conditions in theTIAA Brokerage Customer Account Agreementwithin theAgreements & Disclosuresection. >> /Type /Annot /T (ESTIMATED_VALUE6_F000000105) /V () /Rotate 0 >> /T (ESTIMATED_VALUE13_F000000105) << /DA (/F1 8 Tf 0 0 0 rg ) Pershing is your source for: Our platform offers registered representatives the potential to earn income faster. /DA (/ZaDb 8 Tf 0 g) /Resources 291 0 R /P 8 0 R Account #890-051238-5 endobj /H /N /F 4 /P 8 0 R /F 4 /Rect [524.49 295.877 569.49 322.71] 164 0 obj /FT /Sig Y;Su2E K?,&e-DA!a,df8]7L}pC} SNet|2BV{eRwC*%tC@/j>.&#IItWKlg$g.tzYMK#&j:"; *!i46UoZ^CL7y ZVA7bpLp"y2pjt4d#B"V|,tU,%:r/N_B3,7 qk2OxWUoe ` J /F 4 /Font 307 0 R /T (MATURITY_DATE6_F000000105) /P 7 0 R << /Subtype /Widget /AP 481 0 R /Rect [225.51 450.662 296.76 475.56] /F 4 Barnaby Grist, executive vice president of wealth management at Cetera said financial advisers at the two brokerages will continue to have the choice of using the Pershing platform for clearing, processing and reporting account activities. /MediaBox [0.0 0.0 612.0 792.0] /Subtype /Widget << /P 8 0 R /Type /Annot /H /N endobj /V () endobj Please note the following regarding Retirement accounts: ACH withdrawals from a retirement account must be accompanied by an IRA Distribution Form. /P 8 0 R /Kids [281 0 R 283 0 R] /F 4 Pershing LLC - Transfer Processing /P 9 0 R /P 8 0 R /T (sign_anm_1_F000000105) /Type /Annot << /FT /Btn /Annots [302 0 R 303 0 R] /V () /AP 325 0 R *ih620VxacOe ^/r >> /Ff 0 /BS 466 0 R TIAA-CREF Individual & Institutional Services, LLC, Member FINRA Opens in a new window and SIPC Opens in a new window , distributes securities products. /Rect [524.49 509.867 569.49 537.345] /P 8 0 R /Ff 0 68 0 obj /T (Asset_Description4_F000000105) /Type /Annot endobj /DA (/ZaDb 8 Tf 0 g) Cognitive Processing (CPT) Therapists in Lansing, MI - Psychology Today /DV () /Rect [476.98 327.092 521.98 353.28] Wires must be in U.S. dollars. Discover a new open-architecture platform for the sales, servicing and custody of retirement plan assetsintegrated into NetX360. >> 149 0 obj /DV () /Kids [184 0 R]